Published 03/11/2017 by Staff
Provisional Application for Patent
A provisional application is a “placeholder” for utility patents. An inventor may file a provisional application first, and then file a non-provisional application up to twelve months later. There are three main advantages to filing a provisional patent.
First, a provisional application for patent allows the inventor to use the filing date of the provisional patent application when filing the non-provisional application several months later. This is the primary reason to file a provisional application. Because the USPTO operates now, after the 2011 America Invents Act -AIA, under a “first to file” standard, it is important to file an application for an invention as early as possibly to avoid the risk of someone else filing a similar/identical patent first. A provisional patent gives inventors the ability to establish an effective filing date as early as twelve months before they have a non-provisional application ready. Second, it allows the inventor to use the term “Patent Pending” in the description of the invention. This is effectively allows the inventor to begin promoting the invention in a commercial setting with greater security against the possibility of theft. Third, a provisional patent is considerably cheaper and simpler than its non-provisional counterpart. This means that if an inventor doesn’t quite have the funding to file a non-provisional application, or the fine details of the invention aren’t quite finished yet, the provisional patent still gives the inventor the ability to establish an earlier effective filing date. It is important to note that the 12-month grace period is unchangeable. An applicant filing a provisional patent has exactly 12 months to file a non-provisional application for the patent, or the advantage of the early filing date is lost. Additionally, the non-provisional application must specifically reference the provisional application.
Sections/Requirements of a Provisional Application for Patent
The requirements for a provisional application are as follows:
1. A cover sheet that provides basic information regarding the inventor, invention, and attorney (if applicable).
2. A written description of the invention (background and summary).
3. A set of drawings, along with written explanations for each figure.
Formal drawings in a provisional application are not technically required, as the application is not examined based on merit. However, it is extremely helpful to have drawings that are as clear as possible, as it makes the process of filing the corresponding non-provisional application much smoother. Once an application meeting these requirements is sent to the USPTO with the requisite filing fee and is approved, it will be given a filing date and a filing receipt will be sent to the applicant. If there is a deficiency in the application (the filing fee is missing, for example), the USPTO will inform the applicant and will not give the application a filing date until the errors are corrected.
Additional Considerations for a Provisional Application for Patent
As an inventor decides whether or not a provisional application is right for his or her needs, there are some things to keep in mind when preparing a provisional patent application. Provisional applications are only accepted for utility patents. They may not be filed for design applications. If there are multiple inventors associated with a patent, they must all have contributed to the invention, and their names must all be included in the application. Additionally, at least one of the inventors listed on the provisional patent must be listed on the corresponding non-provisional in order to receive the benefit of the early filing date. Finally, in order for a non-provisional application to receive the benefit of the provisional patent, the claimed subject matter in the former must be supported by the description of the latter. To this end, it is important for the description of the invention in the provisional application to be as complete as possible.
Marin11/18/2015 6:11:11 PM
PTAB Decisions Give Examples of Patent Eligible Subject Matter
Marin11/18/2015 6:15:40 PM
Covered Business Method Claims Are Not Required to Particularly Target Financial Industry
Marin11/18/2015 7:31:35 PM
When Is a Thesis Prior Art?
Marin11/19/2015 2:13:05 PM
An Innovator’s Dilemma: Design or Utility Patent?
Marin1/28/2016 9:10:56 PM
How Unpredictability Can Affect Obviousness Challenges
Marin1/28/2016 9:15:16 PM
The Patent Trial and Appeal Board Designates Two Decisions as Precedential
M. Cionca and I. Kim2/4/2016 5:55:16 PM
Software Inventions Are Still Patentable!
Marin Cionca2/16/2016 6:34:53 PM
In IPRs, patentees have to show that substitute patent claims are patentable
I. Kim PhD2/26/2016 8:47:51 PM
The U.S. Supreme Court Will Review Claim Construction Standards and Institution Decision Reviewability.
Iris Kim, PhD3/25/2016 8:34:14 PM
Challenging a Claim’s Validity with Different Standards of Claim Construction
Marin Cionca5/17/2016 8:57:23 PM
Patent Claims Rejection Based on Inherency
Iris Kim, PhD6/1/2016 7:04:50 PM
The Patent Trial and Appeal Board Designates Five More Decisions as Precedential
Marin Cionca9/6/2016 9:26:12 PM
Patent Case Law: New Example of Software as Patentable Subject Matter
Marin Cionca9/15/2016 9:47:39 PM
Patent Law Alert: Federal Circuit Opens Door for More Software Patents
Marin Cionca2/21/2017 12:30:52 AM
Software Patent Law Update: Federal Circuit Finds Graphical User Interface Patentable
Marin Cionca4/25/2017 9:48:49 PM
Monetization of Patents: How to Make Money with Patents
CIONCA - Staff6/15/2017 5:32:14 PM
Patent Law: Challenging the Patent Claim Definiteness Requirement
CIONCA - Staff6/28/2017 8:26:07 PM
Patent Law: Conditions Precedent May Expose Method Claim to Broad Interpretation During Prosecution
CIONCA - Staff8/9/2017 5:39:58 PM
Patent Case Study: The Novelty Of An “Invention” Is NOT Enough To Make It Patentable
CIONCA Staff8/20/2017 3:16:11 PM
CIONCA on Patents: Think Twice Before Suing for Patent Infringement and Fight Back when Unreasonably Sued
staff9/15/2017 9:33:30 PM
staff9/27/2017 5:00:12 PM
Claim Indefiniteness During Patent Pre-Issuance: Define Your Invention, Not Just Your Audience
staff9/27/2017 5:12:07 PM
CIONCA - Patent and Trademark Law Attorney
Staff9/28/2017 7:27:22 PM
Staff11/3/2017 4:20:04 PM
An Introduction to Provisional Patent Applications
11/10/2017 6:47:44 PM
An Introduction to Design Patent Applications
11/17/2017 1:24:20 PM
An Introduction to Patent Searches
12/1/2017 8:01:27 PM
An Introduction to Patent Cooperation Treaty Applications
12/26/2017 6:04:25 PM
CIONCA Sets Foot in San Francisco
1/2/2018 7:47:09 PM
The Lanham Act: Disparagement Provision Violates the First Amendment
CIONCA Team1/17/2018 8:12:06 PM
A Fork in the Road: Production or Protection?
CIONCA Team2/16/2018 4:07:48 PM
Fashion and Intellectual Property
3/8/2018 1:25:46 PM
Proceed with Caution: Consider Carefully when Narrowing Claims for Allowance
3/20/2018 12:50:05 PM
Andrei Iancu - New Director of the USPTO
CIONCA Staff4/13/2018 9:10:04 PM
It Take Two to Tango: Knowles v. Iancu, a Standing Dispute in a PTAB Decision
CIONCA Staff4/20/2018 5:25:25 PM
USPTO Changes Examination Procedure Pertaining to Subject Matter Eligibility in View of Berkheimer v. HP, Inc.
5/4/2018 7:37:51 PM
The Hague System for Protection of International Designs
CIONCA IP5/17/2018 9:54:58 PM
Marin Cionca Presents at OCIPLA May 2018 Luncheon
7/3/2018 7:44:33 PM
Impax Laboratories Inc. v Lannett Holdings Inc. on Claim Invalidation
Marin Cionca7/31/2018 6:50:05 PM
My patent expired? Can I still sue for patent infringement?
Staff8/16/2018 4:24:01 PM
Correcting or Changing a Patent After Issue Through the Central Reexamination Unit
Staff8/31/2018 7:26:58 PM
Patent Claim Interpretation By Federal Circuit's on Facebook's Contiguous Image Layout
CIONCA Team Member9/17/2018 4:33:20 PM
Trademarks and Likelihood of Confusion: Federal Circuit’s Decision in In re: Detroit Athletic Co.
Marin Cionca10/1/2018 7:42:12 PM
Can I Register a Color as a Trademark or Service Mark?
CIONCA Team Member10/16/2018 6:50:31 PM
A Double-Edged Sword: Benefit of Priority or Longer Patent Term
CIONCA Team Member11/19/2018 1:07:51 PM
The Appeals Process
Marin Cionca12/8/2018 8:35:06 PM
IP Assets - Procurement, Enforcement, Monetization
CIONCA Team Member12/18/2018 6:12:48 PM
Schlafly v. The Saint Louis Brewery: The Registration of Merely a Surname
CIONCA Team Member1/4/2019 4:12:21 PM
In re: Tropp: New Matter in a Continuation Can Be Relevant to Written Description Requirement
Marin Cionca, Esq.
Registered Patent Attorney
USPTO Reg. No. 63899
About our IP law firm: We are an Orange County, CA based boutique intellectual property firm with a focus on patent and trademark application, prosecution and opinion services, offering its IP services primarily at flat fee rates. We serve local OC clients, as well as clients throughout US and international clients.
We’d love to hear from you…we just need a little info
about your plans to take over the world!
P.S…Feel free to call us! (800)985-9198
Thank you for your message. We will respond within 24-72 hours. Thank you.